
Expertise
- Broker-Dealer Litigation and Consulting
- Broker-Dealer Compliance
- Regulatory and Internal Investigations
- Employment and HR Issues
Michael S. KellyExpert Witness
Michael Kelly has more than 30 years of experience in the securities industry. His prior experience includes:
- Management training and development department manager for Merrill Lynch
- Regional marketing manager, southeast region of Merrill Lynch
- Branch manager and managing director for Merrill Lynch.
Mr. Kelly has held Series 4, 7, 8, 24 and 65 securities industry licenses.