• Regulatory Matters – Wholesale Banking and Broker-Dealers
  • Federal and State Banking Regulations
  • Corporate Governance – Compliance
  • Corporate Treasury – FRB Reg “D” and Reg “W”

Michael L. GrazianoSenior Consultant

Michael L. Graziano has over 35 years of experience with regulatory compliance matters pertaining to the US-based wholesale banking operations of international banking organizations.  Throughout his career, he has led teams of Compliance professionals who provided direct advisory support to US Corporate Banking, Securities Services (including Global Custodian and Transfer Agent) and the New York Treasury function.

Mr. Graziano’s major areas of compliance expertise includes antibribery and corruption policies, Anti-Tying and Anti-Boycott Rules, Corporate Governance & Corporate Social Responsibility, Federal Reserve Board Regulation D (Deposits and Treasury Activities), Regulation W (Transactions with Affiliates), and Regulation Y (FHC and Merchant Banking Investments).

In his most recent role, Michael was a Managing Director with BNP Paribas, where he supported the Asset and Liability Management-Treasury, Corporate Banking and Securities Services groups.

In earlier roles, Michael was Head of Compliance, China Construction Bank in NY, was Deputy Branch Manager at The Royal Bank of Scotland in NY, and was a Compliance Officer at the Corporate and Investment Bank of Citigroup, Inc.  Earlier in his career, Michael held positions with Credit Suisse and Lehman Brothers.

Michael earned an M.B.A. from Fordham University, and a B.A. from Adelphi University.   He previously held the Series 7 and 24 security industry licenses.

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