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  • Finra is asking broker-dealers, ‘What’s in your clients’ 529 savings plans?’

    • January 22, 2016
    • Posted by: giawatkins
    • Categories: FINRA, Media
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    CFI’s Kamran Fotouhi provides guidance in Investment News for broker-dealers, on FINRA’s scrutiny of 529 Plans.

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  • Capital Forensics Bolsters Regulatory Capabilities with Addition of Christine Cornejo as Managing Director

    • January 22, 2016
    • Posted by: giawatkins
    • Category: CFI News
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    Christine Cornejo Joins CFI as Managing Director.

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