national association of compliance professionals
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Why FINRA’s 529 Plan Self- Reporting Initiative Matters a Year Later For Participating Firms and for Firms That Did Not Participate
- July 13, 2020
- Posted by: giawatkins
- Category: Uncategorized
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NSCP Currents — the flagship publication of the National Society of Compliance Professionals — has published “Why FINRA’s 529 Plan Self- Reporting Initiative Matters a Year Later For Participating Firms and for Firms That Did Not Participate,” an in-depth report co-authored by Capital Forensics and Eversheds Sutherland. Read the article HERE.
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CFI / Eversheds 529 Plan Initiative Report Published by the National Society of Compliance Professionals
- March 1, 2019
- Posted by: giawatkins
- Categories: Critical Issues, FINRA
NSCP Currents — the flagship publication of the National Society of Compliance Professionals — has published “Understanding FINRA’s 529 Plan Share Class Initiative,” an in-depth report co-authored by Capital Forensics and Eversheds Sutherland. Read the article HERE.
