Leadership

Vadim Khavinson became Chairman and CEO in 2016, and is focused on continuing CFI’s successful track record in case and issue resolution for the securities industry and Fortune 500 related matters.

Christine brings more than 30 years of financial services experience, specializing in reducing regulatory risk associated with operational workflow processing and data analysis.

Brad Daniels serves as the Firm’s Chief Operating Officer, where he oversees the firm’s operations, including case management, audits, human resources, staffing and talent development, and billing. In addition to his management responsibilities, he is also an expert witness in case matters, leveraging his extensive financial services industry experience.

Kamran brings more than 20 years of financial industry experience focusing primarily on compliance related matters.

John is a highly respected securities industry attorney and compliance professional who has led both compliance  and legal departments for major financial institutions, with a focus on wealth management, brokerage and advisory issues.

Jay Rosen founded CFI in 1993. Mr. Rosen provides expert analysis and testimony in securities and ERISA related matters.

Eric has more than 30 years of financial services industry experience. In his most recent role on Wall Street, Eric was a Senior Managing Director and Complex Director for RBC Wealth Management’s largest single branch Complex

Stephen brings more than 35 Years of compliance and regulatory expertise, along with enterprise risk management experience within the securities and banking industries.

Bob Valker has extensive experience in management of regulatory and litigation matters, and is recognized for his quantitative expertise as an expert witness in arbitration proceedings