Stephen Mace

Stephen A. MaceExpert Witness

Steve Mace has more than 30 years of experience in the investment industry as an attorney, Certified Public Accountant, Certified Financial Planner®, Chartered Financial Analyst® and Chartered Global Management Accountant®.  Mr. Mace has served in the C-suite, as President, Chief Operating Officer, Chief Compliance Officer, Director and Managing Director – and as a shareholder – of institutional investment firms over the last 20 years.  He is a proven problem-solver and is intimately familiar with the inner workings of investment enterprises.  He has been actively involved with governance matters, having served as a director for closely-held businesses as well as member and audit chair of the National Board of Directors of the Financial Planning Association® (FPA®).  In prior years, he was actively involved with the FPA®, the Certified Financial Planner Board of Standards and the College for Financial Planning®.

Mr. Mace is registered with the Financial Industry Regulatory Authority (FINRA) as an Investment Adviser Representative.

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