Richard Randa has spent more than 35 years in the securities industry as a senior product manager, with extensive experience focusing on annuities, insurance, qualified plans and trust services. With a history of working as an industry leader with a major broker-dealer, Richard has expertise in multiple product areas. He has designed compliance supervisory tools and guidelines, and was responsible for making certain each product offering was thoroughly vetted and operationally sound. Richard is a highly-seasoned professional, experienced in all facets of product selection, management, compliance, integration and risk management.
Mr. Randa’s experience includes implementing electronic order entry systems for annuities and insurance, implementing annuity suitability worksheets and scoring, introducing a 1035 exchange questionnaire, and writing annuity guidelines for annuity supervision.
Richard holds the FINRA Series 7, 22, 24, 63, 65 Securities Industry licenses, held his Insurance Licenses, and is a CPA and CFP. He is a former Board Member for NAVA.