Jose ArvizuExpert Witness

Jose Arvizu has more than 25 years of experience within the financial services industry, spanning operations, project management, risk management, service quality design and delivery expertise.

His prior positions include:

  • Vice President of Risk Management and Vice President of Compliance & Operations for Wells Fargo
  • Senior Vice President and Director of Operations for First Securities Corporation
  • Vice President of Business Development & Major Projects Management for Dover International
  • Compliance Officer and Director of the Client Services Group for Great Western Financial Corporation

Mr. Arvizu has held Series 3, 4, 7, 12, 24, 53, 63, and 65 securities industry licenses.

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