Jennifer CunninghamManaging Director

Jennifer has more than two decades of financial services industry experience, including branch office compliance supervisory experience, with specialization in identification and mitigation of risk, and ensuring adherence to firm and regulatory policies.

Prior to joining CFI, Jennifer served as a Complex Administrative Manager for UBS in New York City, responsible for managing more than 50 direct reports. Prior to UBS, Jennifer was a Vice President and Administrative Manager at Merrill Lynch’s 5th Avenue office in NYC, supervising nearly 200 Financial Advisors. In that role, some of her supervisory duties included monitoring various customer account activities, reporting and responding to customer complaints, assisting legal counsel with preparing for mediations and arbitrations, heightened supervision plans, internal investigations and testifying as Corporate Representative in FINRA disputes.

Jennifer holds the Series 7, 9, 10, 63, & 65 securities industry licenses.

CONTACT INFORMATION:

Email: Jennifer.Cunningham@CapitalForensics.com

Phone: 847-392-0900

Address: 1530 East Dundee Road, Palatine, IL 60074

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