Uncategorized
-
Capital Forensics, Inc. Further Strengthens Compliance, Legal and Regulatory Credentials with Addition of Attorney Wesley L. Ringo
- June 11, 2018
- Posted by: giawatkins
- Category: Uncategorized
No CommentsFirm’s New Senior Advisor Has Extensive Financial Services Industry Experience as Senior Executive, Exchange Official and Securities Commissioner PALATINE, IL – JUNE 11, 2018 – Capital Forensics, Inc. (CFI) announced today that Wesley (Wes) L. Ringo has joined the firm as a Senior Advisor, adding even greater depth to CFI’s team of professionals dedicated to helping
-
CAT implementation uncertainty gives broker-dealers strategic options
- March 13, 2018
- Posted by: giawatkins
- Category: Uncategorized
Investment News magazine published CFI Managing Director John Ivan’s recommendations on how broker-dealers can address structural shortcomings in advance of CAT implementation.