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  • Television Mirrors Reality: MockArb Gains Traction as Arbitration Claims Expand

    • October 22, 2017
    • Posted by: giawatkins
    • Category: Media
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    CFI’s MockArb® process is featured in Corporate Counsel magazine.

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  • As Finra’s Mutual Fund Waiver Sweep Continues, Medium and Small Broker-Dealers Are Targets

    • October 22, 2017
    • Posted by: giawatkins
    • Categories: FINRA, Media
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    Investment News magazine published CFI Managing Director Kamran Fotouhi’s recommendations on how broker-dealers can address Finra’s mutual fund waiver.

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  • Finra is asking broker-dealers, ‘What’s in your clients’ 529 savings plans?’

    • January 22, 2016
    • Posted by: giawatkins
    • Categories: FINRA, Media
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    CFI’s Kamran Fotouhi provides guidance in Investment News for broker-dealers, on FINRA’s scrutiny of 529 Plans.

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