CFI News
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Capital Forensics, Inc. Further Strengthens Labor Relations and Human Resources Credentials with Addition of Attorney Gary England
- January 22, 2019
- Posted by: giawatkins
- Category: CFI News
No CommentsNew Senior Advisor Has Extensive Background in Labor- and Employment-Related Issues Involving the Securities Industry, Public Sector and Private Industry Firms PALATINE, Ill., Jan. 22, 2019 /PRNewswire/ — Capital Forensics, Inc. (CFI) is pleased to announce that it is expanding the firm’s regulatory and compliance team, with the addition of Gary England as a Senior
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CFI is proud to announce that our Managing Director, Eric Siber, has been elected by The Florida Securities Dealers Association [FSDA] as a 2019 incoming executive officer to the FSDA Board of Governors.
- January 22, 2019
- Posted by: giawatkins
- Category: CFI News
CFI is proud to announce that our Managing Director, Eric Siber, has been elected by The Florida Securities Dealers Association [FSDA] as a 2019 incoming executive officer to the FSDA Board of Governors.
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Introducing CFI’s Professional Insights series: This issue featuring Brian Amery
- December 10, 2018
- Posted by: giawatkins
- Category: CFI News
At the forefront of the securities field, Brian Amery has handled thousands of securities matters and has tried to conclusion more than 125 securities claims in numerous arbitration forums, and state and federal courts. Brian has successfully managed mass litigations involving thousands of cases, collaborated with clients to develop nationwide litigation strategies, and often times,
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John Ivan Featured Panelist at Greensfelder’s 10th Annual Securities Industry Symposium
- November 16, 2018
- Posted by: giawatkins
- Category: CFI News, Compliance
John Ivan, CFI’s Managing Director, Regulatory & Compliance, was a featured panelist at Greensfelder’s Annual “Securities Industry Symposium” held yesterday in St Louis, Missouri. In addition to John (far left), the panel on “Ethical Issues in Investigations” included (right to left) moderator Dennis Capriglione, Senior Counsel at Wells Fargo Advisors; Jane Matoesian, Managing Counsel with Benjamin
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Capital Forensics, Inc. Further Expands Professional Depth with Addition of Three Senior Advisors
- March 20, 2018
- Posted by: giawatkins
- Category: CFI News
Firm’s New Consultants Possess More Than 100 Years of Combined Experience Across a Range of Legal, Regulatory, Compliance and Forensic Disciplines PALATINE, IL – MARCH 19, 2018 – Capital Forensics, Inc. (CFI) announced today that the firm has added three Senior Advisors to its growing team of consulting professionals and expert witnesses. The firm’s new members
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SEC Amnesty Opportunity: 12b-1 fees
- February 14, 2018
- Posted by: Eric
- Category: CFI News
SEC Amnesty Opportunity: 12b-1 fees How often does a firm receive an amnesty opportunity from a regulator?
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Capital Forensics Adds John Ivan, Former CCO and GC, as Managing Director
- January 25, 2018
- Posted by: Eric
- Category: CFI News
Capital Forensics, Inc. further expands compliance and regulatory capabilities with addition of former CCO and GC, John Ivan.
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Capital Forensics Relocates Chicago Headquarters
- October 23, 2017
- Posted by: giawatkins
- Category: CFI News
Capital Forensics expands Chicago HQ to better serve clients.
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Respected Wall Street Attorney Noah Sorkin Joins Capital Forensics as a Senior Advisor
- November 8, 2017
- Posted by: giawatkins
- Category: CFI News
Capital Forensics Adds Noted Wall Street Attorney Noah Sorkin as Senior Advisor.
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Capital Forensics Further Strengthens Internal Audit and Risk Assessment Capabilities with Addition of Gill Goodson
- November 8, 2017
- Posted by: giawatkins
- Category: CFI News
Gill Goodson has joined CFI’s team of consultants and expert witnesses.
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