CFI News

Thursday, July 9, 2020 3pm – 4pm EDT Moderator: Eric Siber, Managing Director, Capital Forensics, Inc. The dynamics and outcomes of online arbitrations can be very different from in-person hearings. Our “lessons learned” from three panelists — who possess first-hand experience in FINRA arbitrations conducted on Zoom — are designed to help counsel prepare for, and

At Capital Forensics, we seek to help address the root causes of the challenges that our clients face. Two recent examples include Kamran Fotouhi’s presentation at the Boynton Beach Senior Center on ways to prevent investment fraud; and Eric Siber’s participation in the Florida Securities Dealers Association’s initiative to teach financial literacy to students.

Jay Rosen and Stuart Berman Explain Financial Elder Abuse Elder Abuse is a growing issue of concern as the population ages, and there are many forms of abuse, including misappropriation of financial assets. In this feature article for the “Estate Planning” special issue for the Palm Beach Daily News, CFI founder and Chairman Emeritus Jay

Capital Forensics was proud to sponsor The Association for Financial Markets in Europe’s (AFME) 3rd Annual Compliance and Legal Conference in Paris, France earlier this week.  Stephen Strombelline, Managing Director, shared his insights in a panel entitled “Trends in Surveillance”.  Over 300 senior industry and regulatory professionals attended, along with over 90 speakers. The program was

Stuart Berman (left), CFI’s Director of Risk Management & Investigations, together with CFI Analysts Fernanda Gomes and Enjie Zong, recently presented a CLE program on “De-constructing Health Care Fraud by Leveraging Big Data and Artificial Intelligence” to the DuPage County Bar Association. To arrange a CLE presentation for your law firm – on a broad