HomeArticles by: Eric

Eric

  • SEC Amnesty Opportunity: 12b-1 fees

    • February 14, 2018
    • Posted by: Eric
    • Category: CFI News
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    SEC Amnesty Opportunity: 12b-1 fees How often does a firm receive an amnesty opportunity from a regulator?

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  • Capital Forensics Adds John Ivan, Former CCO and GC, as Managing Director

    • January 25, 2018
    • Posted by: Eric
    • Category: CFI News
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    Capital Forensics, Inc. further expands compliance and regulatory capabilities with addition of former CCO and GC, John Ivan.

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