About Capital Forensics
Although our financial services industry heritage dates back to 1986, Capital Forensics, Inc. (CFI) – as the company is known today – was founded in 1993.
CFI provides a range of services, involving data analysis, expert testimony, litigation support and regulatory consulting primarily for financial services industry clients that include broker-dealers, banks, insurance companies and RIAs, as well as Fortune 500 companies and legal counsel.
For more than a quarter century, CFI has established a reputation for working closely with clients to achieve a long track record of successful resolution of legal cases, regulatory issues and private / internal matters. We serve a broad range of clients across the nation.
Our Core Values
At CFI, Strength Through Corroboration is a core operating principle that delivers tangible value to our clients, and sets us apart from competitors.
By Strength Through Corroboration, we mean that:
- Every case is different, and demands extensive research and in-depth, professional analysis.
- In most cases, we provide multiple alternative solutions for clients to choose from
- New and more effective methodologies are continually explored and applied
- Cases are won through detailed analysis, persuasive exhibits and knowledgeable, unbiased testimony
This is the value proposition upon which CFI was founded, and it remains our commitment to clients today. It’s been successfully applied to assist business leaders and litigation teams in thousands of successful case and issue resolutions, as well as regulatory and compliance-related matters.
— Vadim Khavinson, Chairman & CEO, Capital Forensics
Why Capital Forensics?
We know financial services
Our range of expertise covers every asset class, and all critical industry issues.
We manage any size data
Our extensive data-driven analytics capabilities produce tangible, persuasive results.
We have high standards
Our bar of excellence and ethics for expert witnesses and consultants is set very high.
We are your partner
Our professionals go the extra mile to ensure comprehensive, effective solutions.
We walk the talk
Our longevity and reputation is built on thousands of successful client outcomes.
We help clients avoid problems
Our capabilities enable clients to avoid and manage risk, as well as resolve issues.
Clients We Serve
Our management team includes some of the most experienced industry professionals, who are respected authorities in data analytics, litigation support, compliance and regulatory issues, and fraud and forensic investigations.
Vadim KhavinsonChairman & CEO
Vadim Khavinson became Chairman and CEO in 2016, and is focused on continuing CFI's successful track...view profile
Christine CornejoManaging Director
Christine brings more than 30 years of financial services experience, specializing in reducing regulatory...view profile
Brad DanielsChief Operating Officer
Brad Daniels serves as the Firm’s Chief Operating Officer, where he oversees the firm’s operations,...view profile
Kamran FotouhiManaging Director
Kamran brings more than 20 years of financial industry experience focusing primarily on compliance...view profile
John IvanManaging Director
John is a highly respected securities industry attorney and compliance professional who has led...view profile
Jay RosenChairman Emeritus
Jay Rosen founded CFI in 1993. Mr. Rosen provides expert analysis and testimony in securities and...view profile
Eric SiberManaging Director
Eric has more than 30 years of financial services industry experience. In his most recent role on...view profile
Stephen StrombellineManaging Director
Stephen brings more than 35 Years of compliance and regulatory expertise, along with enterprise...view profile
Robert ValkerManaging Director
Bob Valker has extensive experience in management of regulatory and litigation matters, and is recognized...view profile
Protection of client data is a priority at CFI. We take every step necessary to ensure that our systems, policies and procedures meet or exceed the highest security standards of the financial services industry. We conduct regular SOC 2 audits annually to ensure proper controls for security and confidentiality. Additionally, CFI applies intrusion protection systems to guard against known threats, and performs internal vulnerability scans and external intrusion testing to ensure network security.
CFI maintains a disaster recovery plan which is tested regularly, to ensure data integrity should a disaster occur. Clients are welcome to visit our facilities to review our data security measures and environment.