- August 3, 2022
- Posted by: giawatkins
- Category: Professional Insights
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Sue Light started out as a prosecutor in the Bronx District Attorney’s office, which was the perfect training ground for her 30-year career as a senior leader and regulatory officer inside both the New York Stock Exchange (NYSE) and the Financial Industry Regulatory Authority (FINRA). Currently, as a partner at Katten Muchin Rosenman LLP, Sue applies that experience for clients on a broad range of issues.
In her interview with CFI, Sue covers:
- Why she switched her career path from psychology to law
- Her personal experience at the 9-11 terrorist attack
- What the NYSE / NASD merger achieved
- How an 80-year-old investor tripped up a notorious financial scammer
- NASSA’s position on how well firms are adopting Reg BI
- Advice for young women considering a legal career
To learn more about Sue, and her opinions on a wide range of topics, click here to read our entire interview.
