- December 8, 2021
- Posted by: giawatkins
- Category: SEC
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The SEC’s new Marketing Rule 2021 is a game changer that all financial professionals need to understand. CFI Managing Directors John Ivan and Andrew Lippman, together with Richard Chen, recently provided an overview of 5 key areas of the new rule. Listen to this informative Sara Grillo podcast here: https://saragrillo.com/2021/04/12/new-sec-marketing-rule-2021-5-parts-to-be-aware-of