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Capital Forensics
  • HOME
  • ABOUT
    • About CFI
    • Leadership
    • Experts
  • SERVICES
    • Data Analytics
    • Litigation Support
      • ArbSelector®
    • Compliance, Regulatory & Risk Management Consulting
    • Fraud & Forensic Investigations
  • NEWS
  • CONTACT
  • BROKER PROTOCOL
HomeNews & ViewsFINRAComments Regarding Quantitative Suitability Under FINRA Rule 2111

Comments Regarding Quantitative Suitability Under FINRA Rule 2111

  • October 19, 2016
  • Posted by: giawatkins
  • Category: FINRA
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Comments Regarding Quantitative Suitability Under FINRA Rule 2111. View article HERE.

 



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For nearly 25 years, we’ve assisted business leaders and litigation teams in thousands of successful case resolutions and regulatory inquiries. Every case has a story. At Capital Forensics, we believe each story is best told by combining detailed analysis, instructive exhibits, and effective, unbiased testimony. This is the premise upon which the company was founded, and it remains our commitment today.

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MockArb® is a proprietary process designed to provide legal counsel and their clients with valuable, first-hand insights into the case-related issues and human factors that are most likely to drive the outcome of a high-stakes arbitration decision. With this reliable barometer of how an arbitration panel is likely to rule; legal counsel are well prepared to develop an effective arbitration or settlement strategy.

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ArbReporter® is a weekly email communication – sent as a courtesy to Capital Forensics’ clients and other industry professionals upon request – that provides a comprehensive report of all FINRA awards from the prior week. ArbReporter® is a convenient tool for keeping up-to-date on FINRA arbitration activity.

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