Henry R. Ferguson, Highly Respected Financial Services Consultant and Expert Witness, Will Join Capital Forensics, Inc.
- January 22, 2016
- Posted by: giawatkins
- Category: CFI News
Brings to CFI More Than 30 Years of Experience in Compliance, Sales Practices, Product Knowledge; and Litigation Consulting, Arbitration and Mediation for Financial Institutions
ARLINGTON HEIGHTS, Ill., March 21, 2017 /PRNewswire/ — Capital Forensics, Inc. (CFI) announced today that Henry R. Ferguson, founder and current president of Florida-based H.R. Ferguson Financial Consultants LLC, will join the firm as a Director, providing expert witness and consulting services to CFI’s client base, which includes a broad range of financial services firms, FORTUNE 500 companies, and their outside advisors.
Mr. Ferguson has more than three decades of experience in the financial services industry, both as a highly respected consultant and in senior management positions at a number of well-known firms, including Director of Options Trading at Oppenheimer & Co., as well as senior sales and marketing roles at Dean Witter & Co., Sutro & Co., and the New York Futures Exchange. He currently serves as an arbitrator for the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).
Over the course of his career, Mr. Ferguson has testified and consulted as an expert in various state, regulatory and professional forums on a broad range of subjects, including suitability, churning, margin, anti-money laundering (AML) and account supervision, among others. In addition to traditional asset classes, he also possesses a depth of knowledge in financial derivatives, such as options, futures, foreign exchange, and other capital markets instruments. He has been retained by financial firms to conduct internal investigations; and has testified in proceedings at the New York Stock Exchange (NYSE), the National Association of Securities Dealers (NASD), the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC).
Capital Forensics’ Chairman and CEO, Vadim Khavinson, said, “Henry Ferguson has long been a friend of CFI, and is widely respected across the financial services industry. We are proud to have a professional of his stature join us. His expertise in financial derivatives, along with his years of industry experience will provide our clients with an advantage in related litigation matters.”
Mr. Ferguson is a graduate of California State University. He has held a long list of securities industry registrations, and has conducted several courses at the New York Institute of Finance, and at the American Institute of Banking, in both New York and Boston. He has been a member of the Securities Industry and Financial Markets Association (SIFMA) for more than 30 years.
About Capital Forensics. Inc.
Founded in 1993, Capital Forensics, Inc. (CFI) provides data analysis, expert testimony, litigation support and regulatory consulting for the financial services industry. CFI’s clients range from financial institutions – including broker-dealers, hedge funds and Registered Investment Advisors – to FORTUNE 500 companies.
CFI’s major practice areas include: • Expert Testimony & Litigation Support • Regulatory Consulting • Quantitative Analysis / Data Mining • Forensic Accounting • Arbitration Tools, including ArbReporter®, ArbSelector® and MockArb™.
Eric H. Siber
SOURCE Capital Forensics, Inc.