Our clients range from financial institutions – including broker-dealers, banks, insurance companies, and RIAs – to law firms and Fortune 500 companies. Our services include...
Data Analytics
Data mining and quantitative analyses that deliver practical, flexible solutions for litigation, compliance and regulatory matters.
Compliance, Regulatory & Risk Management
Expert advice, support and consulting solutions tailored to address the needs of companies facing increased regulatory oversight.
Litigation Support & Arbitration Tools
Unbiased expert testimony supported by detailed analysis and persuasive exhibits. An extensive portfolio of arbitration information and tools.
Fraud & Forensic Investigations
Objective financial analysis for complex financial investigations, commercial litigation, fraud and theft cases.
We solve tough, high-stakes problems.
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We have the expertise to resolve complex issues.
We create customized solutions.
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Each assignment is managed as a unique challenge.
We define success by your standards.
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We go far beyond what’s expected of us.
Capital Forensics — By the Numbers
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Critical Issues
SEC Amnesty Opportunity: 12b-1 fees
SEC Amnesty Opportunity: 12b-1 fees How often does a firm receive an amnesty opportunity from a regulator? Learn More
CAT Implementation
Broker-dealers have structural issues to address in advance of CAT implementation. Learn More
What Clients Say...
“I’ve worked with CFI’s experts on both forensic accounting and liability issues for more than two decades.”
“CFI’s quality control is second to none, as is their understanding of the intricacies of investment-related litigation.”
The confidential nature of our business requires that we maintain discretion regarding our client list.
We would be happy to provide qualified prospects with contact information on our current and former clients.
News & Views
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CFI Sourced for Expertise on FINRA’s 529 Plan Initiative
March 25, 2019
We welcome the opportunity to learn more about your needs, and to explore whether Capital Forensics can be of help. Contact Eric Siber, Managing Director, at (888) 970-1700, or at: eric.siber@capitalforensics.com
