We solve tough, high-stakes problems.


We have the expertise to resolve complex issues.

We create customized solutions.


Each assignment is managed as a unique challenge.

We define success by your standards.


We go far beyond what’s expected of us.

Capital Forensics — By the Numbers


Years in Business




ArbSelector® Reports Since 2011


Litigation Cases & Consulting Matters

Critical Issues

SEC Review of RIA Mutual Fund Revenue Disclosures – It’s Not Just 12b-1 fees!

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CAT Implementation

Broker-dealers have structural issues to address in advance of CAT implementation. Learn More

SEC Amnesty Opportunity: 12b-1 fees

SEC Amnesty Opportunity: 12b-1 fees How often does a firm receive an amnesty opportunity from a regulator? Learn More

What Clients Say...

The confidential nature of our business requires that we maintain discretion regarding our client list.
We would be happy to provide qualified prospects with contact information on our current and former clients.

News & Views

Looking for an Expert Witness?


We welcome the opportunity to learn more about your needs, and to explore whether Capital Forensics can be of help. Contact Eric Siber, Managing Director, at (888) 970-1700, or at: eric.siber@capitalforensics.com

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