| Data Surveillance
Technical proficiency combined with industry expertise enables
Capital Forensics, Inc. (CFI) experts to effectively create and review data.
Services include:
- Design and review of data responses to regulatory inquiries including NASD/SEC inquiries about mutual fund market timing share class inquiries, trading pattern review and more.
- Outsourcing compliance reports
›› Working with data personnel (back office) to ensure data accuracy
›› Developing business specs for reporting with the business side
›› Developing/programming the solution
›› Facilitating data transfers/reporting between all parties
›› Design and review of exception reporting
Services: Data Surveillance, Expert Testimony and Litigation
Support,
Compliance Consulting and
Value-added Services
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